Tammy LoCascio Chief Operating Officer . Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. He is also a member of the Southeastern Council of Foundations. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Senior Executive Vice President Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. C. Ward Cheatham All Rights Reserved. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). She leads the companys Legal, Government Affairs, and Corporate Governance departments. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Anthony Restel President, Regional Banking . During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. (Photo: Business Wire). At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. President and Chief Executive Officer of Regions Financial Corporation. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Andrew Nix will join Regions as chief governance officer on March 17. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Embed controls to reduce risk in a hybrid work environment. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. Building a detailed plan. This press release features multimedia. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Keenan earned a bachelors degree in Political Science from Furman University. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Mehlman received her bachelors degree from Cornell University. Senior Executive Vice President Senior Executive Vice President She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. Chief Transformation Officer. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. Regions Investment Solutions is a marketing name of Cetera Investment Services. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. Corporate governance is my passion. Executive Vice President In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Hope D.Mehlman Head of Corporate Responsibility and Community Engagement. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. John Turner is president and chief executive officer of Regions Financial Corporation. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Internet Explorer presents a security risk. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. September 13 Law and regulation Senior Executive Vice President As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Senior Executive Vice President Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Chief Financial Officer. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. He was named president in December 2017. for the Southeastern Chapter of the Society for Corporate Governance. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Smith began his banking career at Deposit Guaranty as a management trainee. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Brett D. Couch Most recently, Danella served as Head of Private Wealth Management. May 27, 2022, 1:30 p.m. EDT 3 Min Read. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. By clicking the "Access Your Download" button, you are agreeing to the and He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. He is a member of the companys Executive Leadership Team. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Andrew Nix. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. Mehlman received her bachelors degree from Cornell University. Chief Risk Officer . Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Senior Executive Vice President Regions Bank is an Equal Housing Lender and Member FDIC. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. Senior Executive Vice President Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. Scott M. Peters You should consult privacy disclosures at the linked website for further information. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Evaluate current compliance program activities and gauge their effectiveness and impact. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. Danella earned a bachelors degree in Economics and English from Vanderbilt. Fournier J. Gale, III His primary focus was financial institutions. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Jeremy D. King C. Keith Herron Peters holds a bachelors of science degree in Marketing from the University of Connecticut. By clicking the "Submit" button, you are agreeing to the The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Chief Risk Officer. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Senior Executive Vice President Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Additionally, he served as a member of RMAs Regulatory Relations Committee. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. His primary focus was financial institutions. Head of Corporate Banking Group. Chief Administrative and Human Resources Officer. President, Regions Foundation. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. The LifeGreen color is a trademark of Regions Bank. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360.